23-02832 | 04/02/2024 | Claimant(s): Richard Skelton Claimant Lawyers(s): Chad Weaver Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu Claimant Lawyers(s): William Bean Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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23-01386 | 03/28/2024 | Claimant(s): Hua Fan Claimant Lawyers(s): Hua Fan Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rogers Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | $0 |
22-02572 | 03/25/2024 | Claimant(s): Emma Ward Claimant Lawyers(s): Scott L. Silver Respondent(s): PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Jeffrey L. Malek, Mark T Risner, Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | Expungement |
23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku Claimant Lawyers(s): William Bean Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine Hearing Site: Los Angeles, CA
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23-02473 | 03/15/2024 | Claimant(s): Marie Steinman Claimant Lawyers(s): Robert J. Girard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
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23-02040 | 02/28/2024 | Claimant(s): Mary Moser Claimant Lawyers(s): Mary E. Suzy Moser Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | $0 |
23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero Claimant Lawyers(s): Michael C. Bixby Respondent(s): LPL Financial LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
| | Expungement |
22-01882 | 02/27/2024 | Claimant(s): Esther Kim, Ambrosia Networks LLC Claimant Lawyers(s): Adam Gana Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Barbara M. Zak, Robert B. Hansohn, Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | Expungement |
23-02061 | 02/20/2024 | Claimant(s): Edward Yoon Claimant Lawyers(s): Elizabeth Lowery Respondent(s): Diana Offen, Mehdi Famili Respondent Lawyers(s): Diana Offen, Mehdi Famili Arbitrator(s): Mary M. O'Neil, Robert C. Albini, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
| | Expungement |