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FINRA Awards for Jeffrey D. Rogers

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0138603/28/2024Claimant(s): Hua Fan
Claimant Lawyers(s): Hua Fan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rogers
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
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