| 11-02874 | 12/17/2012 | Claimant(s): Donna Berry
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Jeffrey E. Skogsbergh, Elliott David Finkel, Herbert Murez
Hearing Site: Los Angeles, CA
|  | Expungement |
| 11-00196 | 11/13/2012 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Jay Shapiro
Respondent(s): Steven Kolinsky
Respondent Lawyers(s): Chad N. Cagan
Arbitrator(s): Mitchell S. Friedman, John P. Scordo, Jonathan Christian Byron
Hearing Site: Newark, NJ
| | |
| 11-01925 | 06/29/2012 | Claimant(s): Lynda Moecker, Morgan Hall Wilson Trust
Claimant Lawyers(s): George Royster
Respondent(s): Royal Alliance Associates., Morton Potoff, MJP Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): Bennett A. Hall, Edward Allison Downe, John Charles Kovarik
Hearing Site: Hartford, CT
| | $130,090 |
| 10-04587 | 03/19/2012 | Claimant(s): Darlene Peterson, Karen Labuda, Sherry Leach-Warth
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Sandra L. Malek, Laurent C. Vonderweidt, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | $1,403,500 |
| 11-01297 | 12/08/2011 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Craig A. Vollono
Respondent(s): Jack Forlenza
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
| | |
| 10-03922 | 11/11/2011 | Claimant(s): Rosemary Intagliata
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin I Sacca
Arbitrator(s): Albert J. Haller
Hearing Site: St. Louis, MO
| | $0 |
| 10-05508 | 07/05/2011 | Claimant(s): Maria Gritsch
Claimant Lawyers(s): Jennifer J. Axel
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Marvin J. Klein, Jerry H. Friedland, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
| | $320,238 |
| 11-00406 | 05/18/2011 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Lauren Lezak
Respondent(s): Peter Bonnell
Respondent Lawyers(s): Peter Joseph Bonnell
Arbitrator(s): Lee Hornberger
Hearing Site: Cleveland, OH
| | |
| 10-02481 | 04/11/2011 | Claimant(s): Patricia Plesh
Claimant Lawyers(s): Patricia J. Plesh
Respondent(s): Citigroup Global Markets., Jay Oldham, Royal Alliance Associates., Lawrence Ruderman, Lloyd Graham, Philip King, Crowell, Weedon & Co., King Financial Services.
Respondent Lawyers(s): Barry M. Vrevich, Bernard B. Kornmehl, Elizabeth Lowery, Lloyd William Graham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-01735 | 11/16/2010 | Claimant(s): Jacqueline Frost, Est. of John M. Frost by Richard Scheyer
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Michael Kresh, H.D. Vest Investment Services. Inc., Royal Alliance Associates.
Respondent Lawyers(s): Gary S. Kessler, Jonathan C. Thau
Arbitrator(s): Philip M. Mandel, Joel P. Mellis, Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
