| 11-01145 | 10/31/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Robert Rowe
Respondent Lawyers(s): Glenn S. Gitomer
Arbitrator(s): Henry G. Nothnagel, Jeffrey W. Finke, Robert William Berliner
Hearing Site: Chicago, IL
| | |
| 09-05793 | 10/05/2011 | Claimant(s): Carl Cosio
Claimant Lawyers(s): Randall C. Place
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Rafael Calleja
Respondent Lawyers(s): Alise Johnson, Frederick S. Schrils, Neil S. Baritz
Arbitrator(s): Muriel Desloovere, William R. Turner, David F. Simon
Hearing Site: Tampa, FL
|  | $248,874 |
| 10-01111 | 05/11/2011 | Claimant(s): Charles Raney
Claimant Lawyers(s): Curtis Carlson
Respondent(s): SunTrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Richard J. Fuller, Greg Knight, Raymond E. Cornelius
Hearing Site: Orlando, FL
| | |
| 09-07088 | 12/27/2010 | Claimant(s): Eugene Pascarella, Mary Pascarella
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Ron Pekoe, Marc T. Danon, Robert H. Nelson
Hearing Site: Orlando, FL
| | $75,000 |
| 09-00530 | 07/15/2010 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Donald J. Reilly, Donald Reilly and Helen Reilly
Respondent Lawyers(s): Howard Rosenfield
Arbitrator(s): Linda Fairchild, Donald J. Spero, Theodore Haynes
Hearing Site: Orlando, FL
| | $0 |
| 09-05979 | 07/15/2010 | Claimant(s): Martin Reisner
Claimant Lawyers(s): Charles D. Heidgerd
Respondent(s): David Maggio, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Paul W. Sterman, Syma S. Kasdin, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
| | $38,500 |
| 08-04493 | 11/16/2009 | Claimant(s): Professional Properties Management Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Linda Greener, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Steven N. Ainbinder, S. William Gersten, Scott Manker
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-04279 | 09/17/2009 | Claimant(s): Samuel Plesser
Claimant Lawyers(s): Lee H. Schillinger
Respondent(s): Jason Laing, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Melvin Jarolem, Mauricio Arcadier, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert M. Rudnicki
Respondent(s): Joe King, Walter Woodrick
Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas
Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas
Hearing Site: New Orleans, LA
| | |
| 08-01668 | 06/25/2009 | Claimant(s): Walter Woodrick
Claimant Lawyers(s): Paul M. Thomas
Respondent(s): Joe King, Raymond James & Associates.
Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki
Arbitrator(s):
Hearing Site: New Orleans, LA
| | |
