| 12-00964 | 10/16/2012 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Matthew McConnell
Respondent(s): David Kingsley
Respondent Lawyers(s): David Maitland Kingsley
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | |
| 10-04587 | 03/19/2012 | Claimant(s): Darlene Peterson, Karen Labuda, Sherry Leach-Warth
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Sandra L. Malek, Laurent C. Vonderweidt, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
|  | $1,403,500 |
| 10-04520 | 02/03/2012 | Claimant(s): Margaret Wendt
Claimant Lawyers(s): Jed Gladstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Laurent C. Vonderweidt, Kirtley M. Thiesmeyer, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03148 | 02/10/2010 | Claimant(s): Igor Zey
Claimant Lawyers(s): James Hubbard
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): James P. Murphy, Laurent C. Vonderweidt, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | |
| 08-03017 | 08/18/2009 | Claimant(s): Scott Doyle and Patricia Doyle Joint
Claimant Lawyers(s): Scott W. and Patricia S. Doyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Vaughn Thomas Hale, June McLaughlin, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00454 | 07/16/2009 | Claimant(s): Jina Jeong
Claimant Lawyers(s): Jina Jeong
Respondent(s): Jung Park, Pruco Securities., Prudential Financial
Respondent Lawyers(s): Jason S. Mills
Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 07-02111 | 02/06/2009 | Claimant(s): Paul Baiocchi
Claimant Lawyers(s): L.B. Chip Edleson
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Debra L. Fischer
Arbitrator(s): Laurent C. Vonderweidt, Dennis A. Torres, Debra Brothers Self
Hearing Site: Los Angeles, CA
| | |
| 07-02901 | 01/23/2009 | Claimant(s): Kenneth Chyten
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Dennis Devaney, United Capital Markets.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Kenneth I. Rosenblum, Edward J. Costello, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | Expungement |
| 06-05141 | 06/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lisett DiDonato-Young
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Laurent C. Vonderweidt, Barton J. Brewer, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | |
| 07-00542 | 05/28/2008 | Claimant(s): Andrew Haas
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael D. Schissel
Arbitrator(s): Victoria E. Johnson, Tina L. Mitchell, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | |
