| 19-01989 | 11/24/2020 | Claimant(s): Bradley Gardner
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Daniel Catone, Redwood Investment Group.
Respondent Lawyers(s): Cary S. Lapidus
Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland
Hearing Site: San Francisco, CA
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| 20-01580 | 11/17/2020 | Claimant(s): Jeffrey Deboer
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 19-03707 | 11/12/2020 | Claimant(s): Stan Leavitt
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 18-02429 | 11/11/2020 | Claimant(s): Pablo Marull
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes
Hearing Site: San Francisco, CA
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| 20-00718 | 11/10/2020 | Claimant(s): Michael Matthews
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 20-00911 | 11/10/2020 | Claimant(s): John Scambray
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 20-00010 | 11/06/2020 | Claimant(s): Roberto Trejo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Client One Securities LLC
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
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| 20-02373 | 11/06/2020 | Claimant(s): Kurt Maier
Claimant Lawyers(s): David I. Hantman
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 20-01727 | 11/04/2020 | Claimant(s): Christopher Simmons
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 19-02863 | 10/23/2020 | Claimant(s): Gerard Camerino
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
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