| 19-02278 | 01/20/2021 | Claimant(s): Keith J. Lilek Declaration of Trust, Teresa Lilek Declaration of Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Patricia Joanne Branco, David A. Schuler, Lawrence R. Rute
Hearing Site: Kansas City, MO
|  | Expungement |
| 19-01678 | 06/25/2020 | Claimant(s): Beverly D Gitelman Revoc. Living Trust
Claimant Lawyers(s): Laura Schrick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Paul L. Matecki, Joseph R Soraghan, David E. Crawford
Hearing Site: St. Louis, MO
| | Expungement |
| 18-00710 | 06/08/2020 | Claimant(s): Julius Pasqualoni, Sheri Pasqualoni
Claimant Lawyers(s): Sabato P Fiano
Respondent(s): David Ivanovich Jr., John Campeau, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert L. Chase, April C. Teveris, Jeremy Gray Zimmermann
Hearing Site: Hartford, CT
| | $0 |
| 18-03287 | 03/20/2020 | Claimant(s): Leigh Datzker, Ttee Annabelle Datzker Tr
Claimant Lawyers(s): Leigh Alan Datzker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Kirtley M. Thiesmeyer, Paula K. Konikoff, Marie Ann Stein
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03754 | 02/19/2020 | Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
| | $175,000 |
| 19-01596 | 01/10/2020 | Claimant(s): Laura Nasatir, Laura M. Nasatir Roth IRA, Laura M. Nasatir SEP IRA, Laura M. Nasatir 401K, Laura M. Nasatir Defined Benefit Plan, Laura M. Nasatir Trust
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): David I. Levine
Hearing Site: San Francisco, CA
| | $0 |
| 18-03652 | 12/18/2019 | Claimant(s): Ivanna Freddi, Juan Freddi, Monica Kuclik, Rosario Freddi
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Richard Carl Smukler, Virginia Lee Perez, Michael B Goldstein
Hearing Site: Miami, FL
| | $0 |
| 18-00543 | 11/04/2019 | Claimant(s): Paula Adams
Claimant Lawyers(s): Mark S. Fryman
Respondent(s): UBS Financial Services Inc., Mark Katz
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Brian James Tagtmeier, Daniel L. Fulkerson, Jeffrey Bruce Bock
Hearing Site: Houston, TX
| | $497,620 |
| 18-01105 | 10/07/2019 | Claimant(s): Elena Horohoe, Rose Aliotta
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Debra Bushman, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo
Claimant Lawyers(s): N. Nancy Ghabai, Esq.
Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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