Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00543 | 11/04/2019 | Claimant(s): Paula Adams Claimant Lawyers(s): Mark S. Fryman Respondent(s): UBS Financial Services Inc., Mark Katz Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Brian James Tagtmeier, Daniel L. Fulkerson, Jeffrey Bruce Bock Hearing Site: Houston, TX |  | $497,620 |
| 17-01188 | 05/15/2018 | Claimant(s): Peggy Batson, The Estate of Evelyn C. Batson, Peggy L. Batson on behalf of her IRA Claimant Lawyers(s): Mark A. Tepper Respondent(s): First Kentucky Securities Corporation Respondent Lawyers(s): Richard S. Frankowski Arbitrator(s): Brian James Tagtmeier, Chermaine Nkomo, Daniel L. Fulkerson Hearing Site: Houston, TX | | $35,000 |