| 17-00706 | 07/10/2018 | Claimant(s): Eric Harris
Claimant Lawyers(s): Brittany Weiner
Respondent(s): MSI Financial Services., MetLife Securities.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Kenneth R. Starr, Thomas J. Patka, Jerome Blevins
Hearing Site: Tampa, FL
| | |
| 17-00488 | 01/10/2018 | Claimant(s): Judith Kawtoski
Claimant Lawyers(s): Nicholas J. Taldone
Respondent(s): Pacific Select Distributors
Respondent Lawyers(s): Todd M. Fuller
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
|  | $0 |
| 15-02834 | 02/07/2017 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 15-01933 | 10/14/2016 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Jeremy E. Deutsch
Respondent(s): Jonnie Williams
Respondent Lawyers(s): Robert L. Rocke
Arbitrator(s): Patricia Gunn, Thomas J. Patka, Karl A. Vogeler
Hearing Site: Tampa, FL
| | $0 |
| 14-01599 | 11/11/2015 | Claimant(s): Marc Franco
Claimant Lawyers(s): Andre R. Perron
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 13-02701 | 11/13/2013 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A Kenedy
Respondent(s): Michael Miller
Respondent Lawyers(s): Michael Douglas Miller
Arbitrator(s): Thomas J. Patka, Ken Ziesenheim, John Hughes Verchot
Hearing Site: Tampa, FL
| | |
| 10-05797 | 07/24/2013 | Claimant(s): Nancy Braun, Stanley Braun, The Braun Family LLC, The Trevor M. Braun Irrevocable Trust
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Thomas J. Patka, Elizabeth A. Townes, John Hughes Verchot
Hearing Site: Tampa, FL
| | Expungement |
| 10-04514 | 03/22/2013 | Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 09-05894 | 05/31/2011 | Claimant(s): John Hart
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Gawley, Keith Olin
Arbitrator(s): Paul E. Flora, Thomas J. Patka, Gary E. Marcus
Hearing Site: Tampa, FL
| | Expungement |
| 08-01710 | 04/08/2009 | Claimant(s): Frank Woodhouse, Sylvia Woodhouse
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert Horton
Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac
Hearing Site: Tampa, FL
| | $0 |
