| 13-03490 | 03/26/2015 | Claimant(s): Joan Peterson
Claimant Lawyers(s): Mark Peterson
Respondent(s): Eric Klaus, Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Richard J. Fuller
Hearing Site: Tampa, FL
|  | $0 |
| 14-03597 | 03/23/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jon Fletcher
Respondent Lawyers(s): Jon Michael Fletcher
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
| | |
| 14-00337 | 03/20/2015 | Claimant(s): Shelley G. Fontaine Family Trust
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Ameriprise Financial Services., Steven Linck
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Virginia H. Wertz
Hearing Site: Salt Lake City, UT
| | Expungement |
| 14-01030 | 03/10/2015 | Claimant(s): Jeffrey Wertz, Kathryn Madison
Claimant Lawyers(s): Darlene Pasieczny, Robert S. Banks
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
| | $0 |
| 14-03181 | 03/02/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Joseph Jayne
Respondent Lawyers(s): Joseph Jayne
Arbitrator(s): Mary C. Kelleher
Hearing Site: Boston, MA
| | |
| 13-02879 | 02/18/2015 | Claimant(s): Pauline Duncavage
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): David B. Beizer, Sean Alan D'Amico, Guy R. Sullivan
Hearing Site: Hartford, CT
| | Expungement |
| 11-04048 | 01/29/2015 | Claimant(s): Susan Lawshe
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Christopher Coppola, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | $0 |
| 11-04194 | 01/27/2015 | Claimant(s): The Geiersbach Family Trust
Claimant Lawyers(s): Kyla V. Alexander
Respondent(s): Doreen Scott, Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Charles R. Tindell, Gail E. Sasnett-Stauffer, Robert Finder
Hearing Site: Jacksonville, FL
| | $0 |
| 13-02247 | 01/15/2015 | Claimant(s): Donna Novak, Henry Novak
Claimant Lawyers(s): Adam M. Green
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James Patrick Graven
Hearing Site: Cleveland, OH
| | Expungement |
| 13-01777 | 01/14/2015 | Claimant(s): Lois Keryluk, Walter Keryluk, Walter & Lois Keryluk REV TR
Claimant Lawyers(s): Jeffrey M Salas
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Thomas Joseph Atkinson, Alan E. Linden, Raymond E. Cornelius
Hearing Site: Orlando, FL
| | Expungement |
