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FINRA Awards for Joan Peterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0349003/26/2015Claimant(s): Joan Peterson
Claimant Lawyers(s): Mark Peterson
Respondent(s): Eric Klaus, Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Richard J. Fuller
Hearing Site: Tampa, FL
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