| 10-04851 | 03/01/2012 | Claimant(s): Susan Jenkins
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Robert J. Ruben
Hearing Site: Los Angeles, CA
|  | $35,513 |
| 10-03001 | 11/30/2011 | Claimant(s): Hugh Mays, Jill Mays, The Mays Family Trust
Claimant Lawyers(s): Arthur S. Leider, Floyd R. Brown
Respondent(s): Ameriprise Financial Services., Orin Green, Richard Fogg
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael F. Brown, Lawrence Alexander Huerta, Jon C. Milliken
Hearing Site: San Diego, CA
| | $0 |
| 09-02121 | 04/18/2011 | Claimant(s): Carolyn Turner
Claimant Lawyers(s): Leo Federman
Respondent(s): Robert Osur, Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael R. Mitchell, Jerry Ellner, Carol Jeanne Medof
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02481 | 04/11/2011 | Claimant(s): Patricia Plesh
Claimant Lawyers(s): Patricia J. Plesh
Respondent(s): Citigroup Global Markets., Jay Oldham, Royal Alliance Associates., Lawrence Ruderman, Lloyd Graham, Philip King, Crowell, Weedon & Co., King Financial Services.
Respondent Lawyers(s): Barry M. Vrevich, Bernard B. Kornmehl, Elizabeth Lowery, Lloyd William Graham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | Expungement |
| 07-01216 | 03/22/2010 | Claimant(s): Herbert and Dorthy Thiry
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Robert Schultz, Scott Magallanes, Steve Skytte, Brookstreet Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, H Thomas Fehn, Scott Lee Magallanes, Steve Skytte
Arbitrator(s): James B. Vessey, Jonathan H. Larson, Barry H. Barnett
Hearing Site: Albuquerque, NM
| | $135,000 |
| 07-02624 | 12/26/2008 | Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
| | |
| 03-06938 | 05/06/2008 | Claimant(s): Carole Lane
Claimant Lawyers(s): Guy E. Mailly
Respondent(s): Clinton Maxwell, Ameriprise Financial Services., Louis Windawi
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Elizabeth A. Copley, Robert B. Moran, James M. Goldberg
Hearing Site: Los Angeles, CA
| | |
| 07-00519 | 01/30/2008 | Claimant(s): Amazing Destiny Trust, Moonlight Miracle Trust
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Carlo Sparacino, David Crist, Jeffrey Reed, SII Investments., WIN-Team Insurance Services.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Barbara M. Zak, Daniel R. Brush, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $255,149 |
