| 14-03759 | 04/27/2017 | Claimant(s): Steven Rakoff
Claimant Lawyers(s): Adam Gana
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Robert J. Kheel, Madelyn A. Levy, Natalie Jennifer Bordeaux
Hearing Site: New York, NY
|  | Expungement |
| 15-00034 | 05/13/2016 | Claimant(s): Estate of Virginia Clavan
Claimant Lawyers(s): Peter Clavan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Robert J. Kheel, Romaine L. Gardner, Steven Gary Leventhal
Hearing Site: New York, NY
| | $0 |
| 13-03673 | 11/25/2015 | Claimant(s): Theresa Devereux
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradely B. Rounsaville
Arbitrator(s): Robert J. Kheel
Hearing Site: Syracuse, NY
| | Expungement |
| 13-01587 | 07/15/2015 | Claimant(s): Bethany Jolly, John Jolly
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Mitchell Fischer, Steven Sormani
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robert J. Kheel, Fern Sue Reidman, Antonio Olivero
Hearing Site: New York, NY
| | Expungement |
| 13-01760 | 09/17/2014 | Claimant(s): Duke Kim
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Michael B. Roth
Arbitrator(s): Robert J. Kheel, Larry H. Irom, Jack Friedman
Hearing Site: New York, NY
| | |
| 11-02062 | 05/20/2013 | Claimant(s): Presbytery of New York City.
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Charles Helme, Matrix Capital Group., Pinnacle Associates Ltd
Respondent Lawyers(s): Brian A. Carlis, Howard B. Sirota
Arbitrator(s): Robert J. Kheel, Dennis M. Pape, Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 11-01984 | 04/22/2013 | Claimant(s): Spartan Marketing Limited
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Robert J. Kheel, Edward Buscemi, Annamaria Boccia Smith
Hearing Site: New York, NY
| | Expungement |
| 11-03259 | 11/19/2012 | Claimant(s): Robert Slovinsky
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Robert J. Kheel, Raymond J. Cullen, Laura Carraher
Hearing Site: New York, NY
| | Expungement |
| 11-01511 | 06/25/2012 | Claimant(s): John Kennedy
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert J. Kheel
Hearing Site: New York, NY
| | $0 |
| 10-00548 | 07/14/2011 | Claimant(s): Joan Martin
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart G. Brooks
Arbitrator(s): Robert J. Kheel, Domitilia M. dos Santos, John J. Vesey
Hearing Site: New York, NY
| | $0 |
