| 23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale
Claimant Lawyers(s): James P. Galvin
Respondent(s): M Holdings Securities., Nationwide Securities
Respondent Lawyers(s): Daniela Paez, Jason D. Christian
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 23-02872 | 04/12/2024 | Claimant(s): David Peyser
Claimant Lawyers(s): Stephan Louviere
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-01458 | 03/13/2024 | Claimant(s): Joseph Andreoli
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Morton S. Bunis
Hearing Site: Jersey City, NJ
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| 23-01741 | 03/05/2024 | Claimant(s): Heath Goldstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni-Idrissi
Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain
Hearing Site: Jersey City, NJ
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| 23-01398 | 02/23/2024 | Claimant(s): Allen Wilson
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
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| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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| 23-01241 | 02/14/2024 | Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-01056 | 02/14/2024 | Claimant(s): John Lahoud
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Laura A. Pizzitola
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 23-00377 | 02/07/2024 | Claimant(s): Thomas Stappas
Claimant Lawyers(s): Thomas Stappas
Respondent(s): Summit Equities.
Respondent Lawyers(s): Patricia Baker
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
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