| 20-04094 | 07/08/2022 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
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| 21-02292 | 04/21/2022 | Claimant(s): David Bindelglass
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Leyla Bari
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 19-03575 | 04/04/2022 | Claimant(s): Kimberly Hartman
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Ellen F. Kandell, James Ray Eyler, Michele Francene Dandrea
Hearing Site: Baltimore, MD
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| 21-02277 | 02/14/2022 | Claimant(s): Jeffrey Rosenblum
Claimant Lawyers(s): Stephan Louviere
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: Jersey City, NJ
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| 21-01344 | 01/11/2022 | Claimant(s): Rhys Helt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, RBC Capital Markets LLC
Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
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| 20-03784 | 11/22/2021 | Claimant(s): Tara O'Connor-Roche, Estate of Paul Roche III
Claimant Lawyers(s): Robert Kraus
Respondent(s): Christopher Bayles, RBC Capital Markets LLC
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Jeffrey Alan Helewitz, Patricia Kathleen Costello, Lourdes Gomez
Hearing Site: New York, NY
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| 21-00100 | 08/18/2021 | Claimant(s): Robert Tansey
Claimant Lawyers(s): Frederic M. Krieger
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 20-03989 | 06/10/2021 | Claimant(s): Todd Calamita
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 20-01411 | 05/26/2021 | Claimant(s): Edward Tyree, Tammy Hillman
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): RBC Capital Markets LLC, Richard Ruckart
Respondent Lawyers(s): Amanda E. Colvin
Arbitrator(s): Chase Boone Saunders, Richard E. Miley, Kathleen Dooley
Hearing Site: Charlotte, NC
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| 20-02390 | 04/02/2021 | Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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