| 13-02291 | 04/28/2015 | Claimant(s): Estate of Billie Sue Looney
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Allan Weiss, J. Wesley Romine, Charles Carl Fridlin
Hearing Site: Birmingham, AL
|  | $0 |
| 12-00208 | 04/13/2015 | Claimant(s): Stuart Kalinsky
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | $0 |
| 12-03755 | 04/09/2015 | Claimant(s): Florence Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Leah R. Marks, William A. Rome, Sonja Tennille Orgias
Hearing Site: New York, NY
| | $0 |
| 14-00468 | 03/09/2015 | Claimant(s): Alek Jakich, Eva Leinweber
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | $0 |
| 13-00043 | 03/03/2015 | Claimant(s): Arnold Levins
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 13-03408 | 02/26/2015 | Claimant(s): Lawrence Hake
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Charles G. Michaels, Suanne M. Parro, Margaret Ann Barrington
Hearing Site: Denver, CO
| | $0 |
| 13-03243 | 01/28/2015 | Claimant(s): Lynette Anderson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | Expungement |
| 13-01827 | 01/27/2015 | Claimant(s): Deborah Medellin, Hector Medellin
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Samuel Nelson-Archer
Respondent Lawyers(s): Robert L. Horn
Arbitrator(s): Malcolm Edwin Whittaker, Clark Willis Richards, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $17,486 |
| 13-00212 | 01/06/2015 | Claimant(s): Anthony Humpage
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Howard W. Shannon, Merton E. Marks, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | $0 |
| 12-04190 | 12/03/2014 | Claimant(s): Elaine Kreda Revocable Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kirtley M. Thiesmeyer, David L. Moran, Dale G. Higer
Hearing Site: Las Vegas, NV
| | Expungement |
