Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02090 | 10/30/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jessica Klein Respondent(s): Carter Brooks Respondent Lawyers(s): Carter Page Brooks Arbitrator(s): Tina E. Patterson Hearing Site: Richmond, VA | ||
| 18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 18-01699 | 09/11/2018 | Claimant(s): Tastyworks. Claimant Lawyers(s): John J. Muldoon Respondent(s): Babu Ramaraj Respondent Lawyers(s): Babu Ramaraj Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA |  | $0 |
| 17-02254 | 03/13/2018 | Claimant(s): Janice Creasy Claimant Lawyers(s): Andrew R. Park Respondent(s): Jordan Cooper, Andrew Garrett Inc. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Christopher M. McMurray Hearing Site: Richmond, VA | | $0 |
| 17-01044 | 01/19/2018 | Claimant(s): Brandon Mink Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 17-00763 | 12/04/2017 | Claimant(s): Kyle Almond, Lynn Almond Claimant Lawyers(s): W. Scott Greco Respondent(s): Edward Jones Respondent Lawyers(s): Anitra T. Cassas Arbitrator(s): Rochelle K. Kaplan, Tina E. Patterson, Carl F. Bowmer Hearing Site: Richmond, VA | | Dismissed by Rule 12206 |
| 16-00509 | 06/14/2017 | Claimant(s): Next Financial Group. Claimant Lawyers(s): Jack D. Ballard Respondent(s): Erryn Barkett Respondent Lawyers(s): Sean M. Golden Arbitrator(s): Christopher M. McMurray, Alison Wright Feehan, Peter B. Loewenberg Hearing Site: Richmond, VA | ||
| 15-03035 | 01/10/2017 | Claimant(s): George Sofis, Preya Saroop, Rohit Saroop Claimant Lawyers(s): David Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Cameron Stout Arbitrator(s): Edward Blumstein, Carol A. Schuyler, Simon Jonathan Lawrence Hearing Site: Richmond, VA | | $1,544,800 |
| 16-00213 | 08/23/2016 | Claimant(s): Billy Hackworth Claimant Lawyers(s): Billy T. Hackworth Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Richard E. Lauziere Hearing Site: Richmond, VA | | $213 |
| 14-01415 | 08/05/2016 | Claimant(s): Susan Mueller Claimant Lawyers(s): Dale R. Jensen Respondent(s): David Thompson, Wall Street Financial Group. Respondent Lawyers(s): Marni Rae Robin, Michael Schwartzberg Arbitrator(s): Richard E. Lauziere, Christopher M. McMurray, David R. Johnson Hearing Site: Richmond, VA | | $0 |