Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01671 | 10/12/2018 | Claimant(s): Margaret Lee, Robert Lee Claimant Lawyers(s): Daniel J. Dwyer Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Susan E. Maloney Hearing Site: Boston, MA |  | $34,537 |
| 16-03065 | 10/10/2018 | Claimant(s): Brian Chilton Claimant Lawyers(s): Robert Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): J. William Cook Arbitrator(s): Richard J. Grahn, Howard N. Gorney, Jeffrey Neil Fink Hearing Site: Boston, MA | ||
| 17-02395 | 08/03/2018 | Claimant(s): Brian Mulvey Claimant Lawyers(s): Owen Harnett Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Paul A. Auerbach Hearing Site: Boston, MA | ||
| 17-02512 | 07/09/2018 | Claimant(s): Dustin Aiguier Claimant Lawyers(s): Michael Bessette Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Brandon J. Brigham Arbitrator(s): Frank Sanclemente Hearing Site: Boston, MA | ||
| 17-03416 | 07/06/2018 | Claimant(s): Brian MacKinnon, Timothy MacKinnon Claimant Lawyers(s): Kenneth E. Meister Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Michael P. Anciello, Susan E. Maloney, Patrick W. McKeon Hearing Site: Boston, MA | ||
| 17-02450 | 06/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Polese Respondent Lawyers(s): James S Polese Arbitrator(s): Andrea J. Goldman Hearing Site: Boston, MA | ||
| 18-00077 | 06/26/2018 | Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Michael Durgin Respondent Lawyers(s): Michael Patrick Durgin Arbitrator(s): James R. Collins Hearing Site: Boston, MA | ||
| 18-00056 | 06/12/2018 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D Berg Respondent(s): Jared Azriel Respondent Lawyers(s): Jared Azriel Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | | $0 |
| 17-02039 | 05/17/2018 | Claimant(s): William Kelly Claimant Lawyers(s): David Freniere Respondent(s): Voya Financial Partners Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): James R. Collins, Michael Jay Rich, Paul A. Auerbach Hearing Site: Boston, MA | ||
| 17-02061 | 05/16/2018 | Claimant(s): Paul Wong Claimant Lawyers(s): David A. Genelly Respondent(s): La Salle St. Securities, L.L.C. Respondent Lawyers(s): David A. Genelly Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA |