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FINRA Awards for Howard M. Klausmeier

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Displaying 101-110 out of 120 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0376603/08/2013Claimant(s): Lavaughn Boston, Mary Boston
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Amy Fuchs, Deborah Perry, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Ronald Tonks, Arthur L. Tepper, Enrico A. Mazzoli
Hearing Site: Nashville, TN
Checkmark IconExpungement
11-0063210/03/2012Claimant(s): David Mengo
Claimant Lawyers(s): David A. Mengo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0146909/07/2012Claimant(s): William Sheka
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
Checkmark IconExpungement
10-0436408/31/2012Claimant(s): Mark Zaidel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bryant Weintraub
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Christopher C. Willett, Ramona L. Gallagher, Martin John Satalin
Hearing Site: Syracuse, NY
Checkmark IconExpungement
11-0329608/10/2012Claimant(s): The Estate of Fern B. Heaton
Claimant Lawyers(s): Terance P. Perry
Respondent(s): Ameriprise Financial Services., Jared Losing
Respondent Lawyers(s): Howard M. Klausmeier, Susan E. Sheely
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
Checkmark Icon$0
11-0204807/18/2012Claimant(s): William Charles Jones
Claimant Lawyers(s): William Charles Jones
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
Checkmark IconExpungement
10-0563405/07/2012Claimant(s): Robert Barry, Robert E. Barry IRA
Claimant Lawyers(s): Robert E. Barry
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mark L. Kowalsky, Patrick R. Sughroue, William P. Thorpe
Hearing Site: Detroit, MI
Checkmark Icon$0
11-0098404/17/2012Claimant(s): Elaine Stone, Lawrence Stone
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): William J. Bender, Kim D. Stephens, Dante Lee Montoya
Hearing Site: Seattle, WA
Checkmark Icon$112,181
10-0501802/16/2012Claimant(s): Cheryl Lisa Gibson
Claimant Lawyers(s): Julia A. Epps
Respondent(s): Ameriprise Financial Services., Robert Yeh
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Maurice R. Dunie
Hearing Site: Norfolk, VA
Checkmark Icon$0
11-0126101/30/2012Claimant(s): Beverly Hall
Claimant Lawyers(s): Robert C. Port
Respondent(s): Ameriprise Financial Services., Ira Johnston
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. O'Neill
Hearing Site: Atlanta, GA
Checkmark Icon$225

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