| 11-00984 | 04/17/2012 | Claimant(s): Elaine Stone, Lawrence Stone
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): William J. Bender, Kim D. Stephens, Dante Lee Montoya
Hearing Site: Seattle, WA
|  | $112,181 |
| 09-04019 | 07/30/2010 | Claimant(s): Marcia Baker
Claimant Lawyers(s): Al Van Kampen
Respondent(s): William Savary, Global Trading Group.
Respondent Lawyers(s): William Savary
Arbitrator(s): Thomas R. Dreiling, Kim D. Stephens, Courtland T. Shafer
Hearing Site: Seattle, WA
| | |
| 08-00801 | 09/15/2009 | Claimant(s): National Alliance Capital
Claimant Lawyers(s): John F. Redwine
Respondent(s): Stephen Jencks
Respondent Lawyers(s): Stephen Jencks
Arbitrator(s): Peter G. Walker, Richard D. Brady, Kim D. Stephens
Hearing Site: Seattle, WA
| | |
| 07-01262 | 04/02/2008 | Claimant(s): Kurt Rogers, Sharon Rogers
Claimant Lawyers(s): William F. Brattain
Respondent(s): Floyd Shilanski, Rosa Shilanski, Shilanski & Asssociates., Summit Brokerage Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Philip E. Cutler, Kim D. Stephens, Julie Eileen Gay
Hearing Site: Anchorage, AK
| | Dismissed by Rule 12206 |
