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FINRA Awards for Courtland T. Shafer

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0374501/13/2022Claimant(s): Deborah Black
Claimant Lawyers(s): Deborah Black
Respondent(s): Lee Nordstrom, Vorpahl Wing Securities
Respondent Lawyers(s): Douglas J. Siddoway, Lee Victor Nordstrom
Arbitrator(s): Stephany Adriene Watson, Courtland T. Shafer, Phillip Mohammed
Hearing Site: Seattle, WA
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09-0401907/30/2010Claimant(s): Marcia Baker
Claimant Lawyers(s): Al Van Kampen
Respondent(s): William Savary, Global Trading Group.
Respondent Lawyers(s): William Savary
Arbitrator(s): Thomas R. Dreiling, Kim D. Stephens, Courtland T. Shafer
Hearing Site: Seattle, WA

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