| 15-00385 | 12/18/2015 | Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
| | |
| 14-02502 | 12/17/2015 | Claimant(s): Michael Cordova
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Ian S. Greig, Lauren S. Puritz, Robert Wallace Rasch
Hearing Site: Orlando, FL
|  | Expungement |
| 13-03769 | 12/15/2015 | Claimant(s): Kenneth Alexon
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Brett W. Olander, Jo Anne F. Lewellen, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | Expungement |
| 14-00151 | 12/15/2015 | Claimant(s): Eva C. Sarraga-Venegas, Ben. of Est. of, Jose F. Sarraga-Venegas, Exec/Ben.,Est., Laura I. Sarraga-Venegas, Ben. of Est. o
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Steven P. Gregory, Carolyn E. Moore, Alan M. Holzberg
Hearing Site: San Juan, PR
| | Expungement |
| 14-01271 | 12/10/2015 | Claimant(s): Lee Riggins, M.D., Lee Shefton Riggins, MD, Trustee, et al
Claimant Lawyers(s): Samuel M. Hill
Respondent(s): Joshua Rudder, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven P. Gregory, Clarence H. Hampton, Rachel Kay Russell
Hearing Site: Birmingham, AL
| | $0 |
| 14-03721 | 12/04/2015 | Claimant(s): Arthur Carr
Claimant Lawyers(s): Arthur T. Carr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): James R. Collins, John Klinetob, Barbara-Ann Boehler
Hearing Site: Boston, MA
| | |
| 13-03673 | 11/25/2015 | Claimant(s): Theresa Devereux
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradely B. Rounsaville
Arbitrator(s): Robert J. Kheel
Hearing Site: Syracuse, NY
| | Expungement |
| 15-01843 | 11/23/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P Gaster
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P Gopie
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
| | |
| 13-03654 | 11/11/2015 | Claimant(s): Matthew Wood
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Marian Cover Dockery, Yvette L. Nurse, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 13-03273 | 11/10/2015 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Patricia G. Parthe, Louis M. Parker, Peter Joseph Kalman
Hearing Site: Phoenix, AZ
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