| 18-04352 | 08/14/2019 | Claimant(s): Gary Meshell
Claimant Lawyers(s): Gary B. Meshell
Respondent(s): Gary Stern, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
|  | Expungement |
| 17-00467 | 08/09/2019 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Michael Jeppson, Raymond James Financial Services.
Respondent Lawyers(s): David Harrison, Devin A. Donohue
Arbitrator(s): Jeffrey E. Skogsbergh, Richard Maurice Robinson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 19-00056 | 08/09/2019 | Claimant(s): Andrew Harding
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
| | |
| 17-02183 | 07/24/2019 | Claimant(s): Josephine Zanoni, Richard Zanoni, The Zanoni Family Trust
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey, Karl L. Marquardt
Arbitrator(s): Carole L. Green, David John Reilly, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-04366 | 07/18/2019 | Claimant(s): Eric Anderson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Isidoro Berkman
Hearing Site: Seattle, WA
| | |
| 18-02840 | 07/18/2019 | Claimant(s): Melrose Whittaker
Claimant Lawyers(s): Melrose Endolyn Whittaker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Wiley
Arbitrator(s): Bruce K. Isenberg, S. Ronald Daniels, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | |
| 18-03666 | 07/05/2019 | Claimant(s): Ken Morris
Claimant Lawyers(s): Patrick R Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 18-02950 | 06/26/2019 | Claimant(s): Larry Kloth
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stephanie L. Sweitzer
Arbitrator(s): Gail K. Barski-McCracken, Gerald W. Hepp, Zachary William Behler
Hearing Site: Detroit, MI
| | $0 |
