| 20-03047 | 03/18/2022 | Claimant(s): Robert Krieger
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A Pizzitola
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 19-01254 | 03/16/2022 | Claimant(s): Alexander Garrett
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Harvey R. Linder, Saundra M Clark, Garrett W. Murphy
Hearing Site: Atlanta, GA
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| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 20-02797 | 03/14/2022 | Claimant(s): Kenneth Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard S. Zaifert
Hearing Site: Raleigh, NC
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| 21-01920 | 03/11/2022 | Claimant(s): Alicia Hinojosa Gutierrez
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Judith C. Zerden, Phillip Weitzman, Serge Krimnus
Hearing Site: New York, NY
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| 21-02451 | 03/11/2022 | Claimant(s): Dimitrina Atanasova
Claimant Lawyers(s): Megan Christensen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Samuel S. Shaulson
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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| 20-03243 | 03/10/2022 | Claimant(s): Shaun Hayes
Claimant Lawyers(s): William M. Dailey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 21-01745 | 02/28/2022 | Claimant(s): Dax Williamson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
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| 21-01164 | 02/22/2022 | Claimant(s): Stephen Brown
Claimant Lawyers(s): Craig Stein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): William Kent Brown, Will Murphy, Tina Scott Polsky
Hearing Site: Boca Raton, FL
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| 19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin
Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz
Hearing Site: New York, NY
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