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FINRA Awards for Ian Fuller

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0151903/25/2022Claimant(s): Ian Fuller
Claimant Lawyers(s): Ronald D. Shindler
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY

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