| 09-00626 | 12/22/2009 | Claimant(s): Paul Christensen, Christensen Enterprises, Christensen Family I Ltd., The Elizabeth Christensen Trust, Paul, The Paul E. Christensen Family Trust,
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): V. Michael Pabalis, Patricia Gunn, John Morris Hudson
Hearing Site: Orlando, FL
|  | $0 |
| 07-01452 | 12/17/2009 | Claimant(s): L. James Reese Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Melford V. McCormick, David B. Lacks, Michael A. Kleinman
Hearing Site: Kansas City, MO
| | $0 |
| 09-01635 | 12/16/2009 | Claimant(s): Estate of Chaille M. Love, Deceased
Claimant Lawyers(s): H. Lee Horner
Respondent(s): Lisaann Nouchi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Robert M. Lubin, Michael J. Fish, Alan Richard Carlisle
Hearing Site: San Francisco, CA
| | $0 |
| 09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust
Claimant Lawyers(s): William A. Healy
Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira L. Oring
Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $0 |
| 08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
| | $0 |
| 09-00423 | 11/30/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher C. Young
Respondent(s): Raymond Jackson
Respondent Lawyers(s): Gregory N. Finnerty
Arbitrator(s): Peter L. Pointer, Charles D. Underwood, Regina F. Burch
Hearing Site: Columbus, OH
| | |
| 09-00618 | 11/04/2009 | Claimant(s): Joseph Mattia
Claimant Lawyers(s): Adam D. Mitzner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia A. Tsipras
Arbitrator(s): Thomas Caiaffa, Kenneth Diamond, Abigail J. Pessen
Hearing Site: New York, NY
| | |
| 09-01122 | 11/04/2009 | Claimant(s): American Stone.
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Daniel B. Berkson, Jeanne C. Miller, Joel P. Mellis
Hearing Site: New York, NY
| | $0 |
| 08-04434 | 10/28/2009 | Claimant(s): A. Bauhaus
Claimant Lawyers(s): Debra M. Brown
Respondent(s): Adam Goldman, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Harold P. Starr, James Fruehling, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | $0 |
| 08-02325 | 10/22/2009 | Claimant(s): Pamela Whitney
Claimant Lawyers(s): Steven M. Harris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Estate of Mary Whitney, Estate of Suzanne Whitney
Respondent Lawyers(s): Steven M. Harris, Tara A. LaClair
Arbitrator(s): Robert D. Garrett, Billy H. Ware, G. Maynard Green
Hearing Site: Oklahoma City, OK
| | $0 |
