| 14-03120 | 04/21/2015 | Claimant(s): Matthew Lowe, Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey
Hearing Site: Dallas, TX
| | |
| 14-00673 | 03/18/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 14-01210 | 03/17/2015 | Claimant(s): Quentin Anderson
Claimant Lawyers(s): Richard L. Grant
Respondent(s): Raymond, James & Associates., Eagle Asset Management, Eagle Fund Distributors.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Randall T. Stack, Muriel Desloovere, Rochelle Friedman Walk
Hearing Site: Tampa, FL
| | |
| 14-00675 | 02/10/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Noel Howe
Respondent Lawyers(s): Noel Alphonso Howe
Arbitrator(s): Susanne J. Hollander
Hearing Site: Orlando, FL
| | |
| 14-01778 | 01/15/2015 | Claimant(s): Thomas Barnett
Claimant Lawyers(s): Thomas F. Barnett
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): D. Bruce Shine
Hearing Site: Memphis, TN
| | |
| 13-03622 | 12/29/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): John G. McDonald
Respondent(s): Ronald Pyle
Respondent Lawyers(s): Mark A. Nebrig
Arbitrator(s): C. Marcus Harris, M. Bruce Adelberg, Walter J. Wylie
Hearing Site: Columbia, SC
| | |
| 13-03621 | 11/17/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Erin K. Linehan
Respondent(s): Steven Wiltshire
Respondent Lawyers(s): Steven Fingerhut
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | |
| 14-00677 | 09/18/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 13-03064 | 07/24/2014 | Claimant(s): Carole Heck
Claimant Lawyers(s): Carole Heck
Respondent(s): Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): Kellis Hartsook
Arbitrator(s): Marie G. Peterson
Hearing Site: Miami, FL
|  | $425 |
| 12-01787 | 07/22/2014 | Claimant(s): April Ylvisaker
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Valerie Ann Roche, June Y. Kilmarx, William Norton
Hearing Site: Augusta, ME
| | |
