| 12-04351 | 07/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Byron Brook
Respondent Lawyers(s): Byron Alan Brook
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
| | |
| 12-03492 | 07/17/2013 | Claimant(s): Jay Heller
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
|  | Expungement |
| 12-02450 | 07/11/2013 | Claimant(s): Marc Jacobson
Claimant Lawyers(s): Brad J. Pawlowski
Respondent(s): Dennis Browne, Frank Conte
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 12-04318 | 07/11/2013 | Claimant(s): Patricia Reider
Claimant Lawyers(s): Patricia Reider
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Cohen
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 12-01815 | 07/01/2013 | Claimant(s): Cynthia Undesser, John Undesser, Richard Undesser
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): William M. Getzoff, Rody P. Biggert, Jacqueline Stanley Lustig
Hearing Site: Chicago, IL
| | $0 |
| 12-03918 | 06/27/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Allison Ember, Daniel Ember UILUTMA, Michael Ember UILUTMA, G. Howard and Patricia R. Ember JTTEN
Respondent Lawyers(s): G. Howard Ember
Arbitrator(s): Phillips M. Montross, Michael Howard Rosenbloom, Jacqueline Stanley Lustig
Hearing Site: Chicago, IL
| | Expungement |
| 12-00763 | 06/21/2013 | Claimant(s): Benjamin Hutchen
Claimant Lawyers(s): Jeffrey Patton
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian J. Poronsky
Arbitrator(s): Richard G Clemens, Melvin Eugene Miller, G. Marshall Abbey
Hearing Site: Chicago, IL
| | |
| 11-02628 | 06/14/2013 | Claimant(s): Lutgarda Mical, Stanley Mical
Claimant Lawyers(s): Stanley J. Mical
Respondent(s): E*Trade Securities LLC, Stuart Novoselsky
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Alan E. Case, Philip J. Glick, Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
| | $0 |
| 12-00899 | 06/06/2013 | Claimant(s): Joyce Selvig
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Fidelity Brokerage Services LLC, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, John Starnes
Arbitrator(s): Henry G. Nothnagel, Marilee Roberg, James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 12-03463 | 05/31/2013 | Claimant(s): Joanna N. Sobran, IRA
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Julie Casserly
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
