Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03918 | 06/27/2013 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Allison Ember, Daniel Ember UILUTMA, Michael Ember UILUTMA, G. Howard and Patricia R. Ember JTTEN Respondent Lawyers(s): G. Howard Ember Arbitrator(s): Phillips M. Montross, Michael Howard Rosenbloom, Jacqueline Stanley Lustig Hearing Site: Chicago, IL | Expungement | |
| 08-04774 | 04/01/2010 | Claimant(s): Joseph Vanek Claimant Lawyers(s): Alberto Rodriguez Respondent(s): UBS Securities LLC, Douglas Eaton, UBS Financial Services Inc., UBS AG Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John F Fennig, Robert S. Sugarman, Michael Howard Rosenbloom Hearing Site: Chicago, IL |  | Stipulated Award and Expungement |