Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01358 | 12/08/2021 | Claimant(s): Douglas Eaton Claimant Lawyers(s): Michael Bessette Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Patricia Kathleen Costello Hearing Site: New York, NY | ||
| 08-04774 | 04/01/2010 | Claimant(s): Joseph Vanek Claimant Lawyers(s): Alberto Rodriguez Respondent(s): UBS Securities LLC, Douglas Eaton, UBS Financial Services Inc., UBS AG Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John F Fennig, Robert S. Sugarman, Michael Howard Rosenbloom Hearing Site: Chicago, IL |  | Stipulated Award and Expungement |