| 12-03588 | 08/05/2014 | Claimant(s): Allyson Silverman, Glenn Edelman
Claimant Lawyers(s): August Iorio
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): A.J. Borelli, Christine A. Kendrick
Arbitrator(s): Madelon M. Rosenfeld, Mary Lou McGanney, Amy Jill Baranoff
Hearing Site: New York, NY
|  | Expungement |
| 11-02403 | 08/04/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Paul Westphal
Respondent Lawyers(s): Michael H. Schaalman
Arbitrator(s): Evonne A. Hurst, Donald V. Anderson, Charles Orlove
Hearing Site: Milwaukee, WI
| | |
| 12-04192 | 07/28/2014 | Claimant(s): Diegel Family Living Trust
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03586 | 07/17/2014 | Claimant(s): Harry Butler & Elaine Butler JNT TEN
Claimant Lawyers(s): Elaine Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $88 |
| 13-02973 | 07/03/2014 | Claimant(s): Dawn Lissy
Claimant Lawyers(s): Dawn Lissy
Respondent(s): Don DeYoung, UBS Financial Services Inc., Robert Hart, Scott Pann
Respondent Lawyers(s): Jesse Linebaugh, Melissa M. Smith
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | $0 |
| 13-03137 | 07/02/2014 | Claimant(s): Ralph Autuore
Claimant Lawyers(s): William H. Connolly
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Philadelphia, PA
| | |
| 13-02961 | 06/30/2014 | Claimant(s): Gerard Rivard
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Darryl C. Wilson, Gerald F. Gude, Donald R. Smith
Hearing Site: Tampa, FL
| | $0 |
| 12-03247 | 06/27/2014 | Claimant(s): Robert Blakeman and Anne Blakeman Mahr
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Barry Bayat, UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Gless, Tara B. Voss
Arbitrator(s): Michael D. Harrison, Dorothy B. Strackbein, Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-04346 | 06/25/2014 | Claimant(s): Allan Studenberg, P.C.
Claimant Lawyers(s): John A Hubbard
Respondent(s): Brett Gasper, UBS Financial Services Inc., Steve Gasper
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Stephen D Kursman, Linda M. Foster-Wells, Edward William Rich
Hearing Site: Detroit, MI
| | $0 |
| 12-02543 | 06/17/2014 | Claimant(s): Jill Meyer, William Meyer, William G. Meyer, as Trustee
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Nancy J. Cliff, Gustavus L. Pearthree, Philip L. Manczak
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
