| 14-01597 | 10/19/2015 | Claimant(s): Sharon Krieger
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Michael Fein, Commonwealth Financial Network
Respondent Lawyers(s): James A. Johnson
Arbitrator(s): James A. Hayes
Hearing Site: Baltimore, MD
|  | Expungement |
| 14-00446 | 09/09/2015 | Claimant(s): Janna Yarbrough
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Gary Brownfield, Commonwealth Financial Network
Respondent Lawyers(s): Michael G. Brown
Arbitrator(s): William L. Cravens, Richard C. Corse, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $65,250 |
| 14-02458 | 04/02/2015 | Claimant(s): Commonwealth Financial Network
Claimant Lawyers(s): Joe Tully
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
| | |
| 13-03014 | 11/10/2014 | Claimant(s): Larry Hamilton
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): John Russell Barlow, John G. Shamp, Jason Alexander Diamond
Hearing Site: Charlotte, NC
| | $580,375 |
| 13-03041 | 08/08/2014 | Claimant(s): Robert E and Susan Bowers
Claimant Lawyers(s): Robert Bowers
Respondent(s): Scott Eglseder, Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Jane C. Carney
Hearing Site: Baltimore, MD
| | $4,632 |
| 12-00812 | 09/30/2013 | Claimant(s): Lois Schipper, Richard Schipper, The Lois Schipper Trust, The Richard W. Schipper, Sr. Trust
Claimant Lawyers(s): Sandra J Budnick
Respondent(s): Fouad Zeaiter, Ameriprise Financial Services., Commonwealth Financial Network
Respondent Lawyers(s): Edward Walton, Francis R. Ortiz
Arbitrator(s): Keith J. Koerber, William M. Azkoul, Marsha-laine Ferrer Dungog
Hearing Site: Detroit, MI
| | $26,000 |
| 12-00130 | 08/14/2013 | Claimant(s): Angela Pollice, Philip Pollice
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): David Root, Commonwealth Financial Network, D.B. Root & Company
Respondent Lawyers(s): Jay E. Kagan
Arbitrator(s): Thomas C. Wagner, Christopher Lepore, G. Daniel Carney
Hearing Site: Pittsburgh, PA
| | $0 |
| 12-04100 | 07/08/2013 | Claimant(s): John Saint-Amour
Claimant Lawyers(s): David H. Gibbs
Respondent(s): Daniel Ball, Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Boston, MA
| | $0 |
| 11-03597 | 07/02/2013 | Claimant(s): Deborah Prentice
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Jennifer L. Bliss, Robert J. Allen, Rocco Michael Scanza
Hearing Site: Syracuse, NY
| | Expungement |
| 11-03258 | 03/13/2013 | Claimant(s): Dana Schiaffo
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Daniel Tucker, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Paul Weinberg, Doris B. Nathan, Marian Rachel Lewis
Hearing Site: New York, NY
| | Expungement |
