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FINRA Awards for Francis R. Ortiz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0081209/30/2013Claimant(s): Lois Schipper, Richard Schipper, The Lois Schipper Trust, The Richard W. Schipper, Sr. Trust
Claimant Lawyers(s): Sandra J Budnick
Respondent(s): Fouad Zeaiter, Ameriprise Financial Services., Commonwealth Financial Network
Respondent Lawyers(s): Edward Walton, Francis R. Ortiz
Arbitrator(s): Keith J. Koerber, William M. Azkoul, Marsha-laine Ferrer Dungog
Hearing Site: Detroit, MI
Checkmark Icon$26,000

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