| 13-01760 | 09/17/2014 | Claimant(s): Duke Kim
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Michael B. Roth
Arbitrator(s): Robert J. Kheel, Larry H. Irom, Jack Friedman
Hearing Site: New York, NY
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| 12-04000 | 07/15/2014 | Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Tejas Securities Group., Westech Capital Corp.
Respondent Lawyers(s): Mark Berthiaume
Arbitrator(s): Saul Scheier, Stephen J. Patti, Bernard Lieberman
Hearing Site: New York, NY
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| 13-01644 | 07/09/2014 | Claimant(s): Joseph Mack
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Meredith Whitney Securities
Respondent Lawyers(s): Robert C. Angelillo
Arbitrator(s): Andrew J. Gerber, Alan Steven Brodherson, Peter Susser
Hearing Site: New York, NY
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| 12-03523 | 05/09/2014 | Claimant(s): Sean Horrigan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
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| 13-01319 | 04/01/2014 | Claimant(s): Gregory Shaia
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Moelis & Company LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Michael B. Mukasey
Hearing Site: New York, NY
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| 13-01035 | 03/17/2014 | Claimant(s): Deeb Salem
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Andrew J. Frackman
Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal
Hearing Site: New York, NY
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| 12-00565 | 07/25/2013 | Claimant(s): David Schrohe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): Sanford S. Stevens, Arthur H. Sobel, Roger L Gavan
Hearing Site: New York, NY
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| 11-04540 | 06/05/2013 | Claimant(s): Harry Jaffe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Edward Baer, Martin H. Zern, Cheryl H. Agris
Hearing Site: New York, NY
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| 12-01803 | 05/17/2013 | Claimant(s): Douglas Cornett
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sam Antar, Betty Chen, John K. Evans
Hearing Site: New York, NY
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| 11-03021 | 02/28/2013 | Claimant(s): Kenneth Motz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin Hunger, James S. Hazard, Richard Bemporad
Hearing Site: New York, NY
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