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FINRA Awards for H. Beck.

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0276003/04/2019Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin Francis Farrell
Respondent(s): Scott Thorson, H. Beck.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): James Drew Butler
Hearing Site: Baltimore, MD
17-0255102/02/2018Claimant(s): H. Beck.
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Maurice Wilde
Respondent Lawyers(s): Maurice C. Wilde
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
16-0305606/01/2017Claimant(s): Travis Hudak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., H. Beck.
Respondent Lawyers(s): Benjamin Cooper, Francesca M. Lanpher
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Salt Lake City, UT
16-0002505/03/2017Claimant(s): The Dennis Keyser Revocable Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): H. Beck.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Thomas J. Ray, Kim L. Kirn, Marjorie Lynn Gold
Hearing Site: St. Louis, MO
Checkmark IconExpungement
11-0435606/05/2013Claimant(s): Neil Novikoff
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Joseph Centra, Richard Ganz, Allocation Resource Group, H. Beck.
Respondent Lawyers(s): Elizabeth A. Schmid
Arbitrator(s): Ira S. Cure, Mary P. Bass, Michele S. Riley
Hearing Site: New York, NY
Checkmark Icon$0
09-0432109/24/2012Claimant(s): Christine Monahan, Mark Babb, Michael Monahan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
Checkmark Icon$400,000
10-0334709/21/2012Claimant(s): Oscar Lopez, Paul Compton, Sarah Compton, Toni Lopez
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Timothy Collins, H. Beck., Interactive Brokers LLC
Respondent Lawyers(s): Danya W. Blair, John J. Nielands, Timothy J. Collins
Arbitrator(s): Frank M. Romano, Phillip M. Renfro, David D. McNally
Hearing Site: Houston, TX
Checkmark Icon$0
09-0394608/25/2011Claimant(s): Pamela Koprowski
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Molly R. Batsch
Arbitrator(s): Thomas J. Ray, Joan M. Esserman, David Brian Cohen
Hearing Site: St. Louis, MO
Checkmark Icon$0
10-0056905/05/2011Claimant(s): Kory Hummer
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Richard Ganz, H. Beck.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): William C. Boinest, Donald B. Vaden, Janice L. Burnham
Hearing Site: Richmond, VA
Checkmark Icon$0
09-0217511/02/2010Claimant(s): Paula Eisenstein
Claimant Lawyers(s): John P. Connolly
Respondent(s): Eric Meyers, H. Beck.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Anne Q. Uno, Stanley A. Cook, Douglas Earl McLaren
Hearing Site: Washington, DC
Checkmark Icon$269,283

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