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FINRA Awards for David Brian Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0199710/07/2013Claimant(s): Matthew Plymell
Claimant Lawyers(s): Mary E. Hodges
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Gardiner B. Davis
Arbitrator(s): Leah A. Murray, Stuart D. Summers, David Brian Cohen
Hearing Site: St. Louis, MO
09-0394608/25/2011Claimant(s): Pamela Koprowski
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Molly R. Batsch
Arbitrator(s): Thomas J. Ray, Joan M. Esserman, David Brian Cohen
Hearing Site: St. Louis, MO
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