| 19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk
Claimant Lawyers(s): Harris Freedman
Respondent(s): Kestra Investment Services, Llc
Respondent Lawyers(s): Richard D'Amura
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
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| 19-03791 | 07/15/2020 | Claimant(s): David Cohen
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt
Hearing Site: Orlando, FL
| | |
| 19-03092 | 06/15/2020 | Claimant(s): Stephen Overton
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | |
| 18-02839 | 05/13/2019 | Claimant(s): Marissa Zalay
Claimant Lawyers(s): E. LeBron Free
Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney
Hearing Site: Tampa, FL
|  | Dismissed by Rule 12206/12504 |
| 18-01984 | 03/27/2019 | Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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| 17-03045 | 07/18/2018 | Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordon
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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| 15-02999 | 03/01/2018 | Claimant(s): Andrew Lewis, Thomas Marshburn
Claimant Lawyers(s): Stephen J. Wein
Respondent(s): Halen Capital, Halen Capital Management., Halen Capital.
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Jacquelyn M. Shannon, Martin M. Van Luven, Richard Manuel Barcia
Hearing Site: Tampa, FL
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| 15-03204 | 01/22/2018 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Ashok Mittal
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Martin M. Van Luven, Joseph John Mantione, Shannon Nicole Boyd
Hearing Site: Tampa, FL
| | $0 |
| 17-00670 | 11/01/2017 | Claimant(s): Stephen Rossi
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
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