| 14-02355 | 08/11/2015 | Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
|  | $1,282,560 |
| 14-01409 | 08/10/2015 | Claimant(s): Alice Williams
Claimant Lawyers(s): John O'Shea Sullivan
Respondent(s): Christopher Payne, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Sabrina Raquel Scott, Harvey R. Linder, David E. Morris
Hearing Site: Atlanta, GA
| | Expungement |
| 14-01207 | 07/21/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Kenneth Walters
Respondent Lawyers(s): Kenneth Scott Walters
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | |
| 14-01064 | 07/02/2015 | Claimant(s): Barbara McGouirk, Catherine Leeman, Vickie Leeman, Leeman Architectural Woodwork, Leeman Construction Company., Leeman Installation Inc.
Claimant Lawyers(s): Alan R. Perry
Respondent(s): BB&T Securities
Respondent Lawyers(s): Brian M. Walsh
Arbitrator(s): Joe E. Manuel, James C. Hoover, John F. O'Neill
Hearing Site: Atlanta, GA
| | $226,978 |
| 14-03758 | 06/30/2015 | Claimant(s): Blackbook Capital LLC
Claimant Lawyers(s): Franklin I. Ogele
Respondent(s): Alfred Woodard
Respondent Lawyers(s): Alfred Woodard
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 14-01261 | 05/26/2015 | Claimant(s): Damon O'Rear, Judy O'Rear, Richard O'Rear, Robert O'Rear, O'Rear Grantor Retained Trust
Claimant Lawyers(s): Edwin J. Schklar, Maggie M. Heim
Respondent(s): Christopher Scarborough, Citigroup Global Markets., Herschell Scarborough, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed, David G. Russell
Arbitrator(s): Lita S Menkin, Ronelle W. Genser, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
| | $0 |
| 14-00578 | 05/22/2015 | Claimant(s): Scott Mitchell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Helen E. Huyler, Bruce W. Bennett, Joseph Keith Lombino
Hearing Site: Atlanta, GA
| | |
| 14-01930 | 05/22/2015 | Claimant(s): Terri Shaul
Claimant Lawyers(s): Stephen M. Katz
Respondent(s): LPL Financial LLC, Jay Cohen
Respondent Lawyers(s): Michelle W. Johnson
Arbitrator(s): Franklin Raymond McIntyre, Robert A. Dean, Edward Martin Davidson
Hearing Site: Atlanta, GA
| | |
| 14-02223 | 04/22/2015 | Claimant(s): Vithal Kusuma Life Insurance Trust
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): John Haire, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Daniel E. Gulden, Yvette L. Nurse, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | $0 |
| 14-01923 | 04/08/2015 | Claimant(s): Kenneth S. Aitken Jr., Natalie Aitken
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Salamone, Bruce Guarino, Glen Stifelman, Kenneth Severinsen, Kevin Sheehan, Rockwell Global Capital LLC
Respondent Lawyers(s): Anthony Patrick Salamone, Francis M. Curran, Kenneth Lee Severinsen, Robert M. Bursky
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
| | $26,384 |
