| 19-03166 | 08/21/2020 | Claimant(s): David Himich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 20-00502 | 08/20/2020 | Claimant(s): Joshua Barron
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 18-01204 | 08/19/2020 | Claimant(s): Catherine C Meiresonne IRA, Michael L Meiresonne IRA, Industrial Quick Search DBP
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Regal Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Matthew W. Schlegel, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
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| 19-03007 | 08/17/2020 | Claimant(s): Khalil Rammal
Claimant Lawyers(s): Khalil Ismail Rammal
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Robert S. Whiteman
Arbitrator(s): Tracy L. Allen, Patrick A. Guentner, Sheldon Jacob Stark
Hearing Site: Detroit, MI
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| 19-03566 | 07/15/2020 | Claimant(s): Todd Praschan
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Kerry A. Burns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
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| 19-03798 | 06/03/2020 | Claimant(s): Kent Burkhart
Claimant Lawyers(s): Kent W. Burkhart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Lee H. Goodman
Hearing Site: Detroit, MI
| | $0 |
| 19-03458 | 05/15/2020 | Claimant(s): David Smith
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 18-04172 | 05/13/2020 | Claimant(s): Alan Hoffman, Sharon Field
Claimant Lawyers(s): Jaclyn M. Reinhart
Respondent(s): Erold Merko, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Douglas S. Parker
Hearing Site: Detroit, MI
| | Settlement |
| 19-03512 | 03/19/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Leonard Gilroy-Solano
Respondent Lawyers(s): Leonard Daniel Gilroy-Solano
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 19-00438 | 01/29/2020 | Claimant(s): Elizabeth Foley, Erik Brenner
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): John T. Sullivan
Arbitrator(s): Patrick R. Sughroue, Ann Wilhelmina Kuppe, Sandra Franklin
Hearing Site: Detroit, MI
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