| 21-00034 | 12/15/2022 | Claimant(s): Mark Birringer
Claimant Lawyers(s): John David Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Michael Genovese, Matthew D Arbit, Robert Joseph Musur
Hearing Site: Chicago, IL
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| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
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| 17-00359 | 05/10/2022 | Claimant(s): Steven Wyatt
Claimant Lawyers(s): Louis H. Watson
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Langfred W. White, Ian S. Greig, Robert E. Graves
Hearing Site: Jackson, MS
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| 17-02733 | 04/13/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Izhar Shefer
Respondent Lawyers(s): Nera Shefer
Arbitrator(s): Susanne J. Hollander, Lawrence Robert Gould, Joseph Michael Librie
Hearing Site: Miami, FL
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| 19-01585 | 04/08/2022 | Claimant(s): Nicolas Lumermann
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): Morgan Stanley, Victor Tsutsumi, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Alan Wills Borst, Harvey E. Benjamin, John Warner Lowe
Hearing Site: New York, NY
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| 20-02293 | 01/10/2022 | Claimant(s): Nermin Khalil
Claimant Lawyers(s): John A. Mangones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William A. Barrett, Gerard S. Marsan, George Weston Mann
Hearing Site: Boston, MA
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| 20-01140 | 12/01/2020 | Claimant(s): Louis Levenson
Claimant Lawyers(s): Louis Levenson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): James R. McGuone, Frances L. Wolff, Harvey R. Linder
Hearing Site: Atlanta, GA
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| 19-03631 | 07/29/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Jon Gregory Sanchez
Arbitrator(s): Daniel M. Yamshon, Nancy Hutt, Mary H. Evans
Hearing Site: Reno, NV
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| 17-02177 | 04/08/2020 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Rajesh Gupta
Respondent Lawyers(s): Aaron Maduff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 19-00392 | 11/29/2019 | Claimant(s): Joseph Hong
Claimant Lawyers(s): Joseph Hong
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John J. Fitzpatrick, Joan M. Schroeder, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
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