| 10-05558 | 06/17/2011 | Claimant(s): Clyde Demazeliere
Claimant Lawyers(s): Edward A. Rodrigue
Respondent(s): Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): John C. Yeoman
Hearing Site: New Orleans, LA
|  | $213 |
| 09-06859 | 06/16/2011 | Claimant(s): Dr. Donald Steinberg Revocable Trust
Claimant Lawyers(s): Donald Steinberg
Respondent(s): Citigroup Global Markets., Morgan Stanley, Thomas Konopka
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
| | $0 |
| 10-00381 | 06/10/2011 | Claimant(s): Beverly Edwards
Claimant Lawyers(s): Dawn Meade
Respondent(s): Harvey Newton, Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Raymond L. Britton, Antoinette M. Romano, David M Shamblen
Hearing Site: Houston, TX
| | $0 |
| 09-05181 | 06/07/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Johnathan E. Mansfield
Respondent(s): Kurt Halverstadt, Sean Lehmann
Respondent Lawyers(s): Kurt Halverstadt, Sean Lehmann
Arbitrator(s): F. Conger Fawcett, Cheryl R. Kershner, Linda P. Drucker
Hearing Site: San Francisco, CA
| | $0 |
| 10-04320 | 06/03/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): John Moran
Respondent Lawyers(s): Brian J. Fruehling
Arbitrator(s): Barry S. Jacobson
Hearing Site: Newark, NJ
| | $0 |
| 10-02381 | 05/31/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Charles Daniel
Respondent Lawyers(s): Charles Bradley Daniel
Arbitrator(s): Michael J. Fish
Hearing Site: Los Angeles, CA
| | $0 |
| 10-01606 | 05/24/2011 | Claimant(s): Robert Ragsdale, Robert M. Ragsdale IRA
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Sherry R. Wetsch, Charles A. Bankston, Eric R. Benton
Hearing Site: Houston, TX
| | $127,000 |
| 11-00049 | 05/20/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Juan Pablo Granja
Respondent Lawyers(s): Juan Pablo Granja
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
| | $0 |
| 10-03733 | 05/20/2011 | Claimant(s): Joan Grootemaat
Claimant Lawyers(s): Joan R. Grootemaat
Respondent(s): Corinne Moccia-Cunha, Citigroup Global Markets., Morgan Stanley, Owen Dugan
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $325 |
| 10-03122 | 05/13/2011 | Claimant(s): Michael D. Fulda, Michael Fulda & Rivka Fulda Ten Ent
Claimant Lawyers(s): Michael D. Fulda
Respondent(s): Avi Greenlinger, Avigail Rosemore, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): N. Clark Moran, Richard E. Lauziere, John H Adair
Hearing Site: Baltimore, MD
| | $0 |
