Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00947 | 12/08/2020 | Claimant(s): Daniel Fred Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 19-02399 | 06/26/2020 | Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Tamara Skliar Respondent Lawyers(s): Tamara Skliar Arbitrator(s): Harvey Barrison, Shelley Teitelbaum, Howard L. Sobel Hearing Site: New York, NY |  | Expungement |
| 19-01266 | 05/26/2020 | Claimant(s): Jill Testa Claimant Lawyers(s): John Drohan Respondent(s): Daniel Gerschel, Michael Bromberg, Merrill Lynch Pierce Fenner & Smith Inc., Robert Mancino Respondent Lawyers(s): Evan Way Arbitrator(s): Howard L. Sobel, Morton S. Bunis, Martin Deignan Dehler Hearing Site: New York, NY | | $0 |
| 19-00967 | 04/27/2020 | Claimant(s): Ralph Roth Claimant Lawyers(s): Louis Tambaro Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 17-01229 | 03/17/2020 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Jonathan Moneypenny Respondent Lawyers(s): David Jacobs Arbitrator(s): Howard L. Sobel, Kevin B. Naughten, Eric Zaidins Hearing Site: New York, NY | ||
| 19-02414 | 03/11/2020 | Claimant(s): Mark Gassoso Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 17-00001 | 01/07/2020 | Claimant(s): Gigi Jordan Claimant Lawyers(s): Daniel Kornstein Respondent(s): Rose Cohen, J.P. Morgan Securities Inc Respondent Lawyers(s): Eugene Small Arbitrator(s): Howard L. Sobel, Martin A. Edelstein, Jill I. Gross Hearing Site: New York, NY | | Lack Jurisdiction (Rule 12200/12201) |
| 19-00456 | 09/09/2019 | Claimant(s): Glenn Hechler Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 18-03932 | 05/23/2019 | Claimant(s): Prakash Shahani Claimant Lawyers(s): Matthew Wolper Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 17-03462 | 05/13/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America., 1St Global Capital Corp. Respondent Lawyers(s): Christina M. Heller, Judith A. Knudsen Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY |