| 19-02248 | 03/06/2020 | Claimant(s): Michael Scott
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | |
| 19-00061 | 03/04/2020 | Claimant(s): Dolores Hofhine
Claimant Lawyers(s): Dolores Mary Hofhine
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): David Francis MacNair, Albert Rizzo, Noah Jonathan Hanft
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 19-02636 | 01/13/2020 | Claimant(s): Sharon Loxton
Claimant Lawyers(s): Sharon P. Loxton
Respondent(s): Ameriprise Financial Services., John Lynch
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Jordan
Hearing Site: Milwaukee, WI
| | $3,775 |
| 19-00488 | 10/17/2019 | Claimant(s): Robert Burns
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 18-03956 | 10/09/2019 | Claimant(s): Timothy Caso
Claimant Lawyers(s): Timothy Caso
Respondent(s): Ameriprise Financial Services., Thomas Robbins
Respondent Lawyers(s): Edward A. Walton, Joel Wertman
Arbitrator(s): Peter D. Shelp, Mary L. Sims, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
| | |
| 18-00104 | 09/14/2018 | Claimant(s): Steve Potysman
Claimant Lawyers(s): Steve Potysman
Respondent(s): Bryce Danley
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $0 |
| 17-03206 | 05/29/2018 | Claimant(s): Selma Melliza
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | $40,600 |
| 17-00828 | 05/02/2018 | Claimant(s): Eric Korhut
Claimant Lawyers(s): David J Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Meeusen, Justin Henry McCarthy, G. Daniel Carney
Hearing Site: Pittsburgh, PA
| | |
| 17-03203 | 05/02/2018 | Claimant(s): Manuel Melliza
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Richard J. Fuller
Hearing Site: Orlando, FL
| | $48,600 |
| 17-01937 | 04/09/2018 | Claimant(s): Bradley Fischer
Claimant Lawyers(s): Owen Harnett
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, Jon D. Kaplon
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
| | |
