| 07-00096 | 06/05/2014 | Claimant(s): Arthur Gilman, Duane DeWispelaere, Hattie Wells, Herbert Pfuhl, Linda Delucia, Milton Pringle, Robert Geter, Sandra Kirin, Whitmore Cunningham, Linda Delucia behalf EST Angelo Delucia, Sandra Kirin behalf EST of James Kirin, Angelo J. DeLucia & Linda L. Delucia
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Ira Miller, Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Jonathan R. Cyprys
Arbitrator(s): Sandra Gale Behrle, Ira A. Auerbach, L. Paul Kehoe
Hearing Site: Buffalo, NY
|  | Expungement |
| 12-03062 | 03/17/2014 | Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Francis Lorenzo
Respondent Lawyers(s): Ross D. Carmel
Arbitrator(s): Sandra Gale Behrle, David A. Schwarz, Ira M. Ross
Hearing Site: New York, NY
| | $0 |
| 13-01948 | 03/13/2014 | Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Anthony Salino, Lynn Schultz, Mercer Capital LTD
Respondent Lawyers(s): Anthony John Salino, Anthony Salino, Lynn Gordon Schultz
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $735,000 |
| 11-03358 | 02/12/2014 | Claimant(s): Mariam Nigohosian
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Philip M. Mandel, Joseph B. Russell, Sandra Gale Behrle
Hearing Site: New York, NY
| | $0 |
| 10-03658 | 12/04/2013 | Claimant(s): Joyce Lang, Leonard Lang
Claimant Lawyers(s): Stuart R. Lang
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra Gale Behrle, Clarence Smith, Clifford Matthew Olson
Hearing Site: New York, NY
| | Expungement |
| 13-00540 | 08/13/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers Reid
Respondent(s): Steven Pagartanis
Respondent Lawyers(s): Steven Pagartanis
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 11-04769 | 06/25/2013 | Claimant(s): Joan and Todd Donohue
Claimant Lawyers(s): Arthur P. Fisch
Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group.
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
| 12-01868 | 06/19/2013 | Claimant(s): Nicholas Mangone
Claimant Lawyers(s): Neal Brickman
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis
Hearing Site: New York, NY
| | |
| 11-03163 | 03/15/2013 | Claimant(s): Alan Hartman
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Daniel Altchek
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 10-04743 | 02/06/2013 | Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki
Hearing Site: New York, NY
| | $0 |
