Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01563 | 04/05/2022 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 21-01283 | 03/17/2022 | Claimant(s): Anthony Riscili Claimant Lawyers(s): James P. Galvin Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Susanne J. Hollander, Michael R. Sherwin, Alfonso Cobb Hearing Site: Chicago, IL | ||
| 21-01879 | 02/16/2022 | Claimant(s): Bennett Weiss IRA, Bennett Weiss SEP IRA, Denise Weiss IRA, Denise Weiss SEP IRA Claimant Lawyers(s): Michael S. Hill Respondent(s): Pruco Securities. Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Julian F. Santos, Barry Steven Port, Brian John Gallagher Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 20-03313 | 12/17/2021 | Claimant(s): Geoffrey Newman Claimant Lawyers(s): Geoffrey Lynn Newman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi Hearing Site: Washington, DC | ||
| 21-01019 | 11/24/2021 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Julius Z. Frager Hearing Site: Columbus, OH | ||
| 21-00514 | 11/23/2021 | Claimant(s): Matthew Champion Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jason Snyder Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen Hearing Site: Syracuse, NY | ||
| 21-00071 | 08/10/2021 | Claimant(s): Barbara Heaton Claimant Lawyers(s): Erika Binnix Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-02695 | 05/14/2021 | Claimant(s): Todd Trusso Claimant Lawyers(s): Harris Freedman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novolesky Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-01844 | 05/10/2021 | Claimant(s): Edward Blacka Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselski Arbitrator(s): Gregory Hunter Mathews Hearing Site: Pittsburgh, PA | ||
| 20-01296 | 02/09/2021 | Claimant(s): Zachary Brody Claimant Lawyers(s): Brian Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Joan M. Traub Hearing Site: New York, NY |