| 15-02418 | 05/16/2017 | Claimant(s): Nobilis Consulting
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): George Buonocore, COR Clearing LLC
Respondent Lawyers(s): Gayle Jenkins, Kevin P. Conway
Arbitrator(s): Joseph I. Liebman, Deborah A. Shapiro, Emily Diamond
Hearing Site: New York, NY
|  | $0 |
| 15-01514 | 03/17/2017 | Claimant(s): Robert Ehrenspeck
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Derek Schure, Mark Melnick, Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky, Robert M. Bursky
Arbitrator(s): Alice J. P. Lee-Getman, Edward W. Morris, Brian John Gallagher
Hearing Site: New York, NY
| | $0 |
| 16-01019 | 11/08/2016 | Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | |
| 14-01143 | 02/26/2016 | Claimant(s): Karen Bunone
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Gerard Simonelli, Cadaret, Grant & Co..
Respondent Lawyers(s): Samuel E. Cohen, Scott D. Stechman
Arbitrator(s): Eugene G. P. Byrne, Nancy Kramer, Andrew Joseph Donovan
Hearing Site: New York, NY
| | $0 |
| 13-02540 | 05/28/2015 | Claimant(s): Anne Rapp, Brian Vaughn, Brooks Culley, Charles Bigelow, Charles Redfearn, David Kells, Frank Piraino, Frank Vaughn, George Skaates, Harold Stulbaum, Howard Applebaum, Joseph Rapp, Joseph Reale, Michael King, Nikki Applebaum, Regina Kinney, Richard Lenhart, Robert Kinney, Robert Starzel, Ronald Vaughn, et al
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Anthony Lodati, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Lise Gabrielle Hunter, Thomas D. Giordano, Linda J. Baer
Hearing Site: New York, NY
| | $2,692,600 |
| 14-00054 | 10/22/2014 | Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
| | Expungement |
| 12-03630 | 11/26/2013 | Claimant(s): The Estate of Irwin Berlin, M.D.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Carole Kitrosser, Next Financial Group.
Respondent Lawyers(s): Michael J. Devereaux, Miles D. Hart
Arbitrator(s): Kip C. Lubcke, Robert S. Getman, Steven Hale Zousmer
Hearing Site: New York, NY
| | Expungement |
| 10-03615 | 07/30/2013 | Claimant(s): FBO John Leopoldo Fiorilla Trust U/A/D 0
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Edward Mulcahy, Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Andrew E. Reegen, Marilyn J. Salzman, Martin A. Edelstein
Hearing Site: New York, NY
| | $11,000,600 |
| 12-02622 | 07/11/2013 | Claimant(s): Anthony Esposito, Brian Esposito, Cynthia Esposito, Joanne Esposito, Lisa Brown
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Kevin Brennan, Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): David I. Goldblatt, Leslie Ruth Nydick, Gladys Mond
Hearing Site: New York, NY
| | $0 |
| 11-01592 | 06/19/2013 | Claimant(s): Kevin Carey
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): ING Financial Advisers
Respondent Lawyers(s): David R. Jiminez
Arbitrator(s): Barry Quint, Lewis S. Kurlantzick, Robert L. Chase
Hearing Site: Hartford, CT
| | |
