| 15-02776 | 02/15/2017 | Claimant(s): The DBSI Private Actions Trust
Claimant Lawyers(s): Edward W. Larkin
Respondent(s): Christopher Goslin
Respondent Lawyers(s): M. Scott Holcomb
Arbitrator(s): Janet Stern Solomon, Richard R. Logsdon, Brenda Kay Blount
Hearing Site: Tampa, FL
|  | $0 |
| 15-02834 | 02/07/2017 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 16-02677 | 12/30/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Rettig
Respondent Lawyers(s): James Robert Rettig
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 15-01814 | 12/29/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Adam Mayfield
Respondent Lawyers(s): Adam Mayfield
Arbitrator(s): Muriel Desloovere, Patricia Gunn, Gary E. Marcus
Hearing Site: Tampa, FL
| | |
| 16-01301 | 12/27/2016 | Claimant(s): James Stewart, James C. Stewart IRA, F. Stewart Rev Liv Trust U/A/D/ 01/23/91, James C. Stewart Trust U/A/D/ 09/22/86
Claimant Lawyers(s): D. Daxton White
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Muriel Desloovere, Jacquelyn M. Shannon, Joseph John Mantione
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
| 16-02365 | 12/23/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Timothy Fannin
Respondent Lawyers(s): Timothy Fannin
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 16-01601 | 12/22/2016 | Claimant(s): Ann MacLean, Donald MacLean, Ann MacLean IRA, Donald MacLean IRA
Claimant Lawyers(s): Howard Rosenfield, Joshua Kons
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | $37,531 |
| 16-00174 | 12/12/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin White
Respondent(s): Adam Mayfield
Respondent Lawyers(s): Adam Benjamin Mayfield
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | |
| 16-00384 | 12/02/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Emmanuel Tsesmelis
Respondent Lawyers(s): Emmanuel James Tsesmelis
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
| | |
| 15-03049 | 11/08/2016 | Claimant(s): Eric Jansson
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Patricia Gunn, Maurice M. Feller, Sydney E. Blum
Hearing Site: Tampa, FL
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