| 18-04086 | 06/25/2019 | Claimant(s): Richard Palatine
Claimant Lawyers(s): Richard Palatine
Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
|  | $1,810 |
| 18-00066 | 06/12/2019 | Claimant(s): Mary Motsay, Michael Motsay, Michael L. Motsay, IRA and Accounts
Claimant Lawyers(s): Michael Motsay
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, James Mathieu
Hearing Site: Tampa, FL
| | Expungement |
| 16-03326 | 05/21/2019 | Claimant(s): Deborah Waldemar, Margaret Waldemar, Deborah Waldemar IRA
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): David M. Snyder, Gayle B. Carlson, Vlad Gerard Spitzer
Hearing Site: Tampa, FL
| | $115,975 |
| 16-02058 | 05/20/2019 | Claimant(s): Bobby Blackwell, Gail Blackwell, Bobby W. Blackwell Trst U/A dtd 5/2/2013, Gail R. Blackwell Trst U/A dtd 5/2/2013
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Langfred W. White, Christopher William Crowley, James Mathieu
Hearing Site: Tampa, FL
| | Expungement |
| 17-02622 | 05/16/2019 | Claimant(s): Brent Western
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder
Hearing Site: Tampa, FL
| | |
| 18-02839 | 05/13/2019 | Claimant(s): Marissa Zalay
Claimant Lawyers(s): E. LeBron Free
Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
| 18-02031 | 05/06/2019 | Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Marc Whitehead
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten
Claimant Lawyers(s): Reid Wettersten
Respondent(s): Yosef Fox
Respondent Lawyers(s): Yosef Yehuda Fox
Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | $150,425 |
| 18-00144 | 05/02/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Joseph Befera
Respondent Lawyers(s): Joseph G. Befera
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
| | |
| 17-00597 | 04/30/2019 | Claimant(s): John Everson
Claimant Lawyers(s): John O. Everson
Respondent(s): Elizabeth Halsey, Robert Lawson, Rutland Bussey
Respondent Lawyers(s): Elizabeth Ann Halsey, Rutland Walton Bussey, Seth B. Waxman
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
