| 19-00679 | 10/02/2019 | Claimant(s): Marie Colbert
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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| 19-00063 | 09/24/2019 | Claimant(s): Nancy Biddle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Locust Street Securities.
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | |
| 18-02477 | 08/29/2019 | Claimant(s): Edelgard Hosmer Trust U/A dated 5/1/07, Edward J. Hosmer, Edward J. Hosmer Trust U/A dated 5/1/07
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Roger C. Benson, David M. Snyder, Richard Manuel Barcia
Hearing Site: Tampa, FL
|  | $100,000 |
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Jeffrey Krupnick
Respondent Lawyers(s): Jeffrey E. Krupnick
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | |
| 18-01851 | 07/08/2019 | Claimant(s): James Springer
Claimant Lawyers(s): Craig Stein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Richard J. Fuller, Sharon Lee Chernin, James Mathieu
Hearing Site: Tampa, FL
| | |
| 19-00089 | 07/08/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton Fears
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-02792 | 06/25/2019 | Claimant(s): Margaret Hixon
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Sa Stone Wealth Management Inc.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
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