Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01494 | 12/24/2019 | Claimant(s): Tyler Harrelson Claimant Lawyers(s): Matthew Wolper Respondent(s): Sagepoint Financial., Cetera Advisors LLC Respondent Lawyers(s): Benjamin J. Biard, Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Arthur Brown Respondent Lawyers(s): Andre R. Perron Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz Hearing Site: Tampa, FL | ||
| 19-00776 | 11/27/2019 | Claimant(s): Joanne Colgan, Thomas Colgan Claimant Lawyers(s): Teresa J. Verges Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL |  | $0 |
| 19-00495 | 11/19/2019 | Claimant(s): Stephen Martin Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 18-03159 | 11/11/2019 | Claimant(s): Nicole Muir Claimant Lawyers(s): Andre R. Perron Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Jeffrey J. Kalinowski Arbitrator(s): Gregory D. Hoffmann, David Schwartzberg, Yuli Kotler Hearing Site: Tampa, FL | ||
| 19-00868 | 11/07/2019 | Claimant(s): Daniel Wolff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 19-00869 | 11/06/2019 | Claimant(s): Marc Wolff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Moors & Cabot. Respondent Lawyers(s): David L. Ward Arbitrator(s): James Mathieu Hearing Site: Tampa, FL | ||
| 18-00111 | 10/31/2019 | Claimant(s): Theresa Taylor Claimant Lawyers(s): Teresa J. Verges Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL | | $0 |
| 18-04386 | 10/21/2019 | Claimant(s): Kevin Cox Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 16-02357 | 10/17/2019 | Claimant(s): James Danko Claimant Lawyers(s): Curtis Carlson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder Hearing Site: Tampa, FL |